Legal deep dive into the Belgian Climate Case – Part IV, Sanctions and penalties

29 Jan 2024

In our last three newsflashes, we analysed the Court’s decision on the Belgian Climate Case:

  • The first one analyses the admissibility of the claim (Part I). 

  • The second one deals with the violation of Articles 2 and 8 of the European Convention of Human Rights (ECHR) raised by the Plaintiffs (Part II)

  • The third one discusses the second claim, the violation of Articles 1382 and 1383 of the Belgian Civil Code (Part III). 

In this fourth and final newsflash, we will provide you with the details of the final decision of the Court and the sanctions imposed on (three of) the Defendants.

1. The Court injunction

With the ruling 30 November 2023, the Brussels Court of Appeal has issued a legal injunction against the Federal Government, the Brussels-Capital Region and the Flemish Region to take the appropriate measures (in consultation with the Walloon Region) to ensure Belgium meets its 55% GHG emission reduction target by 2030 based on the 1990 baseline. 

According to the ruling, the different government entities are not required to each reach the 55% target individually but each of them must do their part within the boundaries of their competences to ensure the target is met at national level. Although Wallonia was excluded from the injunction, all Defendants including Wallonia will have to collaborate to meet this target.

a.  Separation of powers

The Court again addressed the possible breach of the separation of powers raised by the Defendants, citing doctrine and authoritative authors and confirmed the principle that the judicial power is authorised to prevent as well as to remedy any infringements of subjective rights, even when made by public authorities. However, doctrine on the separation of powers prohibits the judicial power from adopting, reforming or annulling governmental acts. The Court cannot take the place of the authorities and impose the necessary measures to reach the imposed objective. 

The Judicial Code prohibits the Court from imposing judgments with a general or regulatory scope, applying to a broad and undefined category of people. The Court reiterates that this prohibition must be interpreted with reference to its primary objective: preventing judges from adopting legislative decisions. 

The Court stresses that the 55% reduction is absolutely necessary to reach the climate objectives. The Federal Government and the Regions retain their autonomy in choosing policies, tools and measures to achieve this objective.

b.  Federalism in the Belgian Constitution

According to the Constitution, environmental competences are a regional matter. Therefore, according to the Defendants, imposing an injunction on all the Regions combined would infringe the rules of the allocation of competences stipulated in the Belgian Constitution. Public entities cannot be held responsible for matters exceeding their field of competence. 

The Court found no breach of the division of powers as the conviction is against all of the Defendants, with the exception of the Walloon Region. This leaves them with the freedom to determine how the execution of the judgment should be divided between the convicted parties. The injuncted reduction is to be achieved collectively by these  parties. 

Regarding the Federal Government, the Court states that the final target to be reached only makes sense if set at national level. The Federal Government, although having little competence in the environmental field, still has the tools to leverage the results, such as creating the platform for the Regions to collaborate. 

The Court considers that the Walloon Region’s compliance with climate obligations should make it easier for everyone to reach the final target. If there are any changes in this regard, this would have to be reassessed.

c.  The injunction linked to the identified violations

The Court also justifies the injunction by linking it to the identified violations:

  • Articles 2 and 8 of the ECHR: These articles do not provide for any specific sanctions in the event of a breach. However, Article 13 of the ECHR secures the granting of an effective remedy before a national authority to everyone whose Convention rights and freedoms have been violated. An injunction is therefore the most appropriate, possibly even the only remedy for a breach of Articles 2 and 8, specifically in the context of environmental law. 

  • Articles 1382 and 1383 of the former Civil Code: The link with Articles 1382 and 1382, establishing the civil liability, is more complex since a part of the damages has not fully materialised (see Part III of the series of newsflashes). 

The question of whether an injunction preventing future damages is appropriate is still open for discussion in the legal doctrine. The Court, in this case, takes a stand on the issue, ruling that damages extend to the future when it is certain that the damages will occur. According to the Court, an action seeking to prevent or reduce future harm, even though the fault has already been committed and the damage is inevitable, is considered permissible.

2. The final verdict

Based on these findings, the Court considered that an injunction to reduce the GHG emissions at national level is the most appropriate measure, because with the injuncted reduction target the Court restrains itself from taking the place of the government and determining the climate policy.

For the reasons stated earlier in the Court’s decision (see Part II of the series of newsflashes), a 55% reduction of emissions by 2030 constitutes the bare minimum. 

The Plaintiffs sought to couple the legal injunction with a financial penalty (‘astreinte’/‘dwangsom’) as provided for by the Judicial Code. The Court decided not to impose a financial penalty yet, as it believes that there are not enough elements to conclude that a financial penalty would be required to ensure that the parties comply with the injunction. The Court however reserved the possibility to impose a penalty if the requested documents reveal a risk of non-compliance.

3. Conclusion

To conclude the newsflash series on the Belgian Climate, we would like to end with a few points for further reflection: 

On the admissibility of climate claims by individuals: The Court affirms the admissibility of the individual climate claims, given the judicial certainty of the consequences of climate change for everyone and the extent of the related risks. This judgment rules that the individual plaintiffs had a sufficient personal and direct interest to take legal action as required by the Judicial Code. Based on this reasoning, any physical person could have a legal interest in bringing a claim against public authorities or even companies for failing to live up to climate policy or to take action following EU or national law. It can be expected that this climate case will give rise to other climate case litigations including with respect to the upcoming reporting obligations for companies. Failing to report, or incorrect reporting could therefore have serious consequences.

On the separation of powers and climate change accountability: The first important difference with respect to the initial judgment lies in the recognition that the separation of powers can no longer serve as a shield against judicial intervention. Authorities cannot hide behind this separation of powers to escape accountability and liability for their climate policies or lack thereof. In contrast to the initial ruling, the Belgian Court of Appeal has set a precedent, subjecting the government's climate actions and inactions to judicial scrutiny. Serious shortcomings or deviations from established environmental goals expose governments to potential litigation and will lead to an elevation in the governments’ commitments to climate action.

On the significance of scientific consensus as a minimum baseline: The Court's ruling confirms the widely accepted scientific consensus, exemplified by the Intergovernmental Panel on Climate Change (IPCC) reports and its importance as an assessment tool for the (in)actions of a liable party, be it a government or another party. The scientific consensus serves as a robust benchmark for determining the minimum standards to which authorities must adhere. The IPCC reports play a key role in this assessment. They are updated periodically, which means that the assessment is not fixed but is an evolving matter. This dynamic approach ensures that as scientific findings evolve, so do the obligations imposed on authorities, aligning governance with the ever-changing landscape of knowledge and progress. Signing the international climate agreements is not without its obligations. It brings with it the individual responsibility to fight global warming.

On the difficulty of effective climate measures: Climate warming is clearly a complex (legal) matter, partly due to its global scale and the multitude of causes and parties involved. The judgment in the Belgian Climate Case does not make things any easier. The implementation of climate measures is not straightforward in a federal policy and may become even more complex with the ruling. The Court imposes a national reduction target although competences in climate matters are regional. To achieve the injuncted reduction, all parties will have to work together. However, the Defendants can only be held accountable to the extent of their share in the climate efforts which has yet to be determined. In addition, not all Defendants were convicted as Wallonia is considered by the Court to be on track with its climate objectives. The Court calls on the Defendants to negotiate and to determine, within the limits of their powers, what share each of them will invest to achieve the reduction target, as well as what resources and measures will be used to achieve this.

The Belgian Climate case, notably the verdict on 30 November 2023, stands as an unparalleled legal landmark in the Belgian legal system. It is anticipated that in the coming years, this decision could have great influence on litigations and related matters. Clear indications suggest that the climate assessment will play a pivotal role in these processes, extending the impact of the case beyond its immediate implications.

However, the final chapter in this legal saga is yet to be written. With the announcement of the Flemish Government's intention to lodge an appeal with the Court of Cassation, the ultimate resolution of the intricate climate dilemma will rest in the hands of Belgium's Supreme Court. 

Els Empereur, Karel Veuchelen, Hadrien Bosly and Imane El Arnouki

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Els Empereur

Lawyer - Director, PwC Legal BV/SRL

+32 494 57 15 50

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